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Charlotte Longman

Director
ACA Compliance Group
Member since
29 Jul 2019
Location
London
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Followed by John Sims, Martha Boyle and 5 others you follow

Bio

Charlotte is responsible for developing a mixed portfolio of clients, with a focus on capital markets firms that provide brokerage and investment trading services across equities, fixed income and FX markets.

Experience

Summary

Before joining ACA, Charlotte was Deputy Head of Compliance at a leading FX Broker where she provided day-to-day support for the Global Head of Compliance. Prior to that, she was the Compliance Officer at a mid-size CFD and Spread Betting provider.

Latest opinions

Charlotte Longman

Market Abuse Regulation three years on: is this still a priority for the regulator?

Charlotte Longman, Senior Principal Consultant, ACA Compliance Group This week marks three years since the Market Abuse Regulation (MAR) overhauled the civil market abuse regime across Europe, repealing and replacing the Market Abuse Directive (MAD) and the UK’s own domestic legislation. Developed in parallel with the revised Markets in Financial I...

16 August 2019 Capital Markets Technology

Charlotte writes about

  • regulation & compliance

Charlotte's opinion archive

  • 2019 (1)
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